Make your move successful

Charles Schwab & Co

Description

Advisor Services Business setup Joining an existing RIA firm • Office setup—lease-finding guidance, fully furnished If you want more control over important aspects of your business—but not sole responsibility—you might consider joining an existing RIA firm. Schwab can introduce you to RIAs looking to grow their firms, as well as third-party experts to serve as legal counsel or assist with analyzing the economics of joining a firm. office space, furniture rental and space planning, and discounts on computers, copiers and office supplies • Errors & omissions insurance • Healthcare and benefits via comprehensive HR outsourcing platform or à la carte insurance choices • Retirement plan options from Schwab Marketing • Customized marketing packages - logo, business cards, letters, brochure and online presence offered by marketing firms. Extra help with your move If you have a large practice, you may want to outsource the planning and implementation of your move. Schwab can introduce you to Transferring client assets A pivotal step, client assets/account transfer must be orchestrated with exacting precision. We know that downtime directly impacts your ability to serve clients—and that accurate and timely account conversion is one of the first, key steps for building client trust.

The sole focus of our Advisor Conversion Team is to ensure your assets transfer quickly and seamlessly to Schwab. With an average tenure of 12 years at Schwab, our expert team members have helped hundreds of advisors transfer their client accounts. Our team has developed a highly efficient and personalized process, including oversight of completing time-consuming new account paperwork and training your staff on the Schwab platform. third-party consultants specializing in helping advisors switch to the RIA model to handle essential details, including: • Strategic business plan development • P&L models •  ue diligence in locating real estate, D employee benefit programs, and more • IT/technology vendor resources Build your practice Schwab continues to work with you and your team postlaunch, supporting your operations and growth. You’ll benefit from access to Schwab’s industry-leading platform, the know-how of our dedicated service team, tips on efficient workflow and processes, networking and practice management events, as well as a wealth of Schwab and third-party resources.

All accessible to you, day one of your new operation. For more information… The mention of the above firms are not, and should not be construed as a recommendation, endorsement or sponsorship by Schwab or a guarantee that services provided by these firms are appropriate for your particular needs. These firms are not affiliated with Charles Schwab & Co. Inc. Schwab Performance Technologies (“SPT”), like Schwab, is a subsidiary of The Charles Schwab Corporation.

Schwab provides brokerage services, while SPT licenses software and provides related technology products and services. PortfolioServices™ is a product of SPT. ©2011 Charles Schwab & Co., Inc. (“Schwab”).

All rights reserved. Member SIPC. Schwab Advisor Services™ (formerly Schwab Institutional®) serves independent investment advisors and includes the custody, trading and support services of Schwab.

Independent investment advisors are not owned, affiliated with or supervised by Schwab. (0111-0496) SLS58642-00 (02/11) Contact your Schwab representative or call 1-877-314-7821. .
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