CPI Antitrust Chronicle
June 2015 (2)
There is another immediate and practical reason for adopting screens as part of a
compliance program. A compliance program, with the use of screening, helps position a
company to win a race for leniency. A leniency program offers tremendous benefits to
implicated companies, potentially permitting them to avoid liability altogether if certain
requirements are met. Even if a company fails to qualify for leniency because it is not the
first in the door, the DOJ considers “early acceptance of responsibility and meaningful
cooperation” in determining the appropriate consequences.54 Given the scores of
enforcement regimes that have similarly adopted leniency programs, or that otherwise
heavily credit early cooperation, such detection offers tremendous benefits. And, as noted
earlier, in the course of uncovering a bidâ€rigging scheme, a company may also be able to
uncover bribery conduct. Such early detection may allow them to remediate or seek
mitigation from the relevant antiâ€corruption enforcer s in a timely manner. The ability to
be the first to detect the conduct offers tremendous advantages to both companies and
enforcers.
Beyond their utility to detect antiâ€competitive or corrupt schemes, screens can serve
as a powerful tool for deterrence. Once knowledge of their implementation spreads, the
existence screens alone can have a chilling effect on wouldâ€be offenders. And, in the words
Benjamin Franklin, “an ounce of prevention is worth a pound of cure.”
others noting that the “implementation of screens as part of compliance programmes can be especially
effective because the screening exercise can rely on internal company data which is not necessarily always
available to competition agencies” , available online at http://www.oecd.org/daf/competition/exofficioâ€
cartelâ€investigationâ€2013.pdf.
54 Bill Baer, Assistant Attorney General, Antitrust Division, DOJ, Remarks as Prepared for the Georgetown
University Law Center Global Antitrust Enforcement Symposium 5â€6 Sept. 10, 2014 , available online at
http://www.justice.gov/atr/public/speeches/308499.pdf.
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