Total Dollar Amount Sought to be Raised
Below is a summary of the minimum, maximum, and total dollar amount issuers requested
to raise applications filed in 2013, by category:
Agriculture*
Minimum Dollar
Amount Raised (in
dollars)
400,000.00
Maximum Dollar
Amount Raised (in
dollars)
400,000.00
Total Dollar
Amount Raising (in
dollars)
400,000.00
Church Debt
100,000.00
18,000,000.00
68,685,000.00
Church Extension
500,000.00
750,000,000.00
3,183,000,000.00
Cooperative
800,000.00
4,537,295.00
4,550,000.00
Employee Compensation
3,000,000.00
13,359,918.00
19,359,918.00
Manufacturing*
2,800,000.00
2,800,000.00
2,800,000.00
Membership
2,000,000.00
318,200,000.00
992,375,000.00
Microlender
200,000.00
200,000,000.00
554,300,000.00
Mineral*
672,621.99
672,621.99
672,621.99
Mobile home park
35,580.00
21,000,000.00
24,495,580.00
Mortgage
17,000,000.00
105,000,000.00
442,000,000.00
Mutual Water Company
23.00
225,000.00
349,247.00
Real Estate
4,500,000.00
100,000,000.00
344,500,000.00
Real Estate Investment Trust*
25,000,000.00
25,000,000.00
25,000,000.00
Technology
1,000,000.00
84,167,000.00
91,167,000.00
Category of Investment
Other
300,000.00
100,000,000.00
161,729,515.00
*There was only one permit issued under this category
** The category “membership” includes home improvement stores, as well as social and sports club
memberships.
***The category “other” includes charity, derivative contracts, mortuary, music production, pharmaceutical,
project management, investment, and wholesaler.
Enforcement Actions
There were no new enforcement actions taken against any of the issuers who received a
permit in 2013 under section 25113.
Department of Business Oversight | Corporate Securities Law of 1968
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