Total Dollar Amount Sought to be Raised
Below is a summary of the minimum, maximum and total dollar amount issuers requested
to raise applications filed in 2014, by category:
Agriculture*
Minimum Dollar
Amount Raised (in
dollars)
200,000
Maximum Dollar
Amount Raised (in
dollars)
200,000
Total Dollar
Amount Raising in
CA (in dollars)
200,000
Church Debt
125,000
100,000,000
227,230,000
Church Extension
2,000,000
750,000,000.00
2,988,115,000
Cooperative**
18,792
3,750,000
10,252,792
Employee Compensation*
2,000,000
2,000,000
2,000,000
Food and Drink
600,000
650,000
1,250,000
Manufacturing
500,000
4,990,000
8,290,000
Membership***
550,000
318,200,000
698,180,000
Microlender
300,000
100,000,000
579,268,000
Mobile home park
60
21,000,000
25,590,360
Mortgage
1,700,000
200,000,000
620,700,000
Mutual Water Company
2,500
162,200
290,333
Oil and Gas
20,000
5,118,000
5,138,000
Real Estate
100,000
100,000,000
350,100,000
Technology
3,000,000
194,210,205
505,466,205
Category of Investment
Other****
375,000
21,684,000
27,009,000
*There was only one permit issued under this category
**The category “cooperative” includes home improvement stores, grocers, and professional services
providers.
***The category “membership” includes social and sports club memberships.
****The category “other” includes charity, community development, mortuary, project and stock
management, schools, and wholesaler.
Enforcement Actions
There were no new enforcement actions taken against any of the issuers who received a
permit in 2014 under section 25113.
Department of Business Oversight | Corporate Securities Law of 1968
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