Advisorselect - Foreign Listed Stock Index Futures and Options Approval Chart January 2016

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Foreign Listed Stock Index Futures and Options Approval Chart January 2016 - January 8, 2016

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1) January 2016 Please find below the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of January 2016. All prior versions are superseded and should be discarded. Please note the following developments since we last distributed the Approvals Chart: (1) The CFTC has approved the following contracts for trading by U.S. Persons: (i) Eurex’s futures contract based on the MSCI World Price Index; (ii) Eurex’s futures contract based on the MSCI World Index (Euro-denominated); (iii) Eurex’s futures contract based on the MSCI Europe Price Index; (iv) Eurex’s futures contract based on the MSCI Emerging Markets Price Index; (v) Eurex’s futures contract based on the MSCI Emerging Markets Index (Eurodenominated); (vi) Eurex’s futures contract based on the Mini DAX Index; and (vii) Warsaw Stock Exchange’s futures contract based on the WIG20 Index. (2) Borsa Italiana, Eurex, Hong Kong Futures Exchange and the Stock Exchange of Hong Kong have claimed relief under the LIFFE A&M and Class Relief SEC No-Action Letter (Jul. 1, 2013) to offer Eligible Options to Eligible U.S. Institutions. See note 16. For Additional Information The information on the Approvals Chart is subject to change at any time. If you have questions or would like confirmation of the status of a specific contract, please contact: James D. Van De Graaff Kevin M. Foley Gary A. DeWaal Christian B. Hennion +1.312.902.5227 +1.312.902.5372 +1.212.940.6558 +1.312.902.5521 james.vandegraaff@kattenlaw.com kevin.foley@kattenlaw.com gary.dewaal@kattenlaw.com christian.hennion@kattenlaw.com

2) Foreign Listed Stock Index Futures and Options Approvals (January 2016) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Australia/ASX 1-Day Option Contract based on the CBOT MiniSized Dow Futures Contract None offered Approved for sale to U.S. Persons (August 8, 2006 No-Action Letter issued to Sydney Futures Exchange (SFE)) None offered None offered Australia/ASX S&P/ASX 50 Approved for sale to U.S. Persons (July 24, 2002 No-Action Letter issued to ASX Futures Exchange) None offered Approved for Eligible U.S. Institutions (August 13, 2007 SEC No-Action Letter issued to ASX Limited) None offered Australia/ASX S&P/ASX 200 Approved for sale to U.S. Persons (July 24, 2002 No-Action Letter issued to ASX Futures Exchange) None offered Approved for Eligible U.S. Institutions (August 13, 2007 SEC No-Action Letter issued to ASX Limited) Not approved Australia/ASX S&P/ASX 200 A-Reit Not approved None offered Approved for Eligible U.S. Institutions (August 13, 2007 SEC No-Action Letter issued to ASX Limited) None offered Australia/ASX S&P/ASX 200 VIX Approved for sale to U.S. Persons (August 30, 2014 certification) None offered None offered None offered Australia/ASX Single name equities None offered None offered Approved for Eligible U.S. Institutions (August 13, 2007 SEC No-Action Letter issued to ASX Limited) None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 1

3) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Australia/ASX SPI 200 Approved for sale to U.S. Persons (August 10, 1999 No-Action Letter issued to SFE) Approved for sale to U.S. Persons (August 10, 1999 No-Action Letter issued to SFE) Not approved None offered Austria/Wiener Borse (Vienna Stock Exchange) ATX Not approved None offered Not approved None offered Austria/Wiener Borse (Vienna Stock Exchange) CECE Indices (CEX, CTX, HTX, PTX) Not approved None offered Not approved None offered Austria/Wiener Borse (Vienna Stock Exchange) Russian Traded Not approved None offered Not approved None offered Austria/Wiener Borse (Vienna Stock Exchange) Single name equities None offered None offered Not approved (but see Germany/Eurex – Single name equities; U.K./ICE Futures Europe – Single 4,5 name equities) None offered Belgium/Euronext 16 Brussels BEL 20 Approved for sale to U.S. Persons (August 31, 2011 No-Action Letter issued to Euronext Brussels) None offered Approved for Eligible U.S. Institutions (September 17, 2014 Representation Letter from Euronext Brussels 4 to SEC) None offered Belgium/Euronext 16 Brussels Mini BEL 20 (index participation units) None offered None offered Not approved None offered Belgium/Euronext 16 Brussels Mini Dow Jones Euro STOXX (index participation units) None offered None offered Not approved None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 2

4) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Belgium/Euronext 16 Brussels Single name equities Not approved None offered Approved for Eligible U.S. Institutions for Eligible Options on individual equities that are listed and traded on Euronext Brussels (September 17, 2014 Representation Letter from Euronext Brussels to SEC) (see also Germany/Eurex – Single name equities; U.K./ICE Futures Europe – Single 4,5 name equities) None offered Brazil/BM&F Bovespa S.A. BSE Sensitive Approved for sale to U.S. Persons (March 12, 2013 certification) None offered Not approved None offered Brazil/BM&F Bovespa S.A. FTSE/JSE Top 40 Approved for sale to U.S. Persons (March 12, 2013 certification) None offered Not approved None offered Brazil/BM&F Bovespa S.A. Hang Seng Approved for sale to U.S. Persons (March 12, 2013 certification) None offered Not approved None offered Brazil/BM&F Bovespa S.A. Ibovespa Approved for sale to U.S. Persons (August 26, 2009 No-Action Letter issued to BM&F Bovespa 2 S.A.) Approved for sale to U.S. Persons (August 26, 2009 No-Action Letter issued to BM&F Bovespa S.A.) Not approved None offered Brazil/BM&F Bovespa S.A. Ibovespa Flex None offered None offered Not approved None offered Brazil/BM&F Bovespa S.A. IBrX 50 Index Futures Contract Approval pending None offered Not approved None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 3

5) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Brazil/BM&F Bovespa S.A. MICEX Approved for sale to U.S. Persons (March 12, 2013 certification) None offered None offered None offered Brazil/BM&F Bovespa S.A. Mini Ibovespa Approved for sale to U.S. Persons (August 26, 2009 No-Action Letter issued to BM&F Bovespa S.A.) None offered None offered None offered Brazil/BM&F Bovespa S.A. S&P 500 Index Approved for sale to U.S. Persons (September 24, 2012 certification) None offered None offered None offered Canada/Montreal Exchange (Bourse de Montréal) FTSE Emerging Markets Index Approved for sale to U.S. Persons (March 21, 2014 CFTC No-Action Letter issued to Montreal Exchange) None offered None offered None offered Canada/Montreal Exchange (Bourse de Montréal) iUnits S&P/TSE 60 Index Participation Fund (i60 Fund) None offered None offered None offered Approved for U.S. Persons generally pursuant to Registration Statement (see S&P/TSX Canada 60 below) Canada/Montreal Exchange (Bourse de Montréal) iUnits S&P/TSX Capped Energy Index Fund None offered None offered None offered Approved for U.S. Persons generally pursuant to Registration Statement (see S&P/TSX Canada 60 below) For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 4

6) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Canada/Montreal Exchange (Bourse de Montréal) iUnits S&P/TSX Capped Financials Index Fund None offered None offered None offered Approved for U.S. Persons generally pursuant to Registration Statement (see S&P/TSX Canada 60 below) Canada/Montreal Exchange (Bourse de Montréal) iUnits S&P/TSX Capped Gold Index Fund None offered None offered None offered Approved for U.S. Persons generally pursuant to Registration Statement (see S&P/TSX Canada 60 below) Canada/Montreal Exchange (Bourse de Montréal) iUnits S&P/TSX Capped Information Technology Index Fund None offered None offered None offered Approved for U.S. Persons generally pursuant to Registration Statement (see S&P/TSX Canada 60 below) Canada/Montreal Exchange (Bourse de Montréal) S&P/TSX 60 Index Mini Futures Approved for sale to U.S. Persons (April 19, 2012 certification) None offered None offered None offered Canada/Montreal Exchange (Bourse de Montréal) S&P/TSX Canada 60 Approved for sale to U.S. Persons (December 9, 1999 CFTC No-Action Letter issued to Montreal 3 Exchange) None offered Approved, including approval of all other index options, for sale to U.S. Persons generally that are now or may in the future be listed (Post-Effective Amendment No. 27 to Registration Statement on Form S-20 filed by Canadian Derivatives Clearing Corp.; SEC File No. 2-69458) None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 5

7) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Canada/Montreal Exchange (Bourse de Montréal) S&P/TSX Capped Sector Not approved None offered Approved for U.S. Persons generally pursuant to Registration Statement (see S&P/TSX Canada 60 above) None offered Canada/Montreal Exchange (Bourse de Montréal) Single name equities None offered None offered Approved for all options on individual securities listed on the Montreal Exchange that are now or may in the future be listed for sale to U.S. Persons generally (Post-Effective Amendment No. 27 to Registration Statement on Form S-20 filed by Canadian Derivatives Clearing Corp.; SEC File No. 2-69458) None offered China (see also Hong Kong and Taiwan)/China Financial Futures Exchange CSI 300 Index Futures Not approved None offered None offered None offered Denmark/FUTOP Market KFX (Large/Small Contract) Not approved None offered Not approved None offered Denmark/OMX Nordic Exchange Copenhagen A/S Single name equities None offered None offered Not approved (but see U.K./ICE Futures Europe – Single name equities; U.K./Turquoise Global Holdings 4,11 Limited) None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 6

8) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Finland/OMX Nordic Exchange Helsinki Single name equities None offered None offered Not approved (but see Germany/Eurex – Single name equities; U.K./ICE Futures Europe – Single 4,5 name equities) None offered France/Euronext Paris 16 S.A. CAC40 Approved for sale to U.S. Persons (December 17, 1991 No-Action Letter 3 issued to ParisBourse) None offered Approved for Eligible U.S. Institutions (July 17, 1996 SEC No-Action Letter issued to MONEP, confirmed by December 6, 1999 SEC No-Action Letter issued 4 to ParisBourse) None offered France/Euronext Paris 16 S.A. CAC40 Mini Approved for sale to U.S. Persons (September 13, 2013 certification) None offered None offered None offered France/Euronext Paris 16 S.A. Dow Jones Euro STOXX 50 Approved for sale to U.S. Persons (February 29, 2000 CFTC No-Action Letter issued to 3 ParisBourse) None offered Approved for Eligible U.S. Institutions (October 26, 1998 SEC No-Action Letter issued to MONEP, confirmed by December 6, 1999 SEC No-Action Letter issued to ParisBourse) None offered France/Euronext Paris 16 S.A. Dow Jones STOXX 50 Approved for sale to U.S. Persons (February 29, 2000 CFTC No-Action Letter issued to 3 ParisBourse) None offered Approved for Eligible U.S. Institutions (October 26, 1998 SEC No-Action Letter issued to MONEP, confirmed by December 6, 1999 SEC No-Action Letter issued to ParisBourse) None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 7

9) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options France/Euronext Paris 16 S.A. Dow Jones STOXX 600 Sectors (Bank, Energy, Healthcare, Technology, Telecommunications) Not approved None offered Not approved None offered France/Euronext Paris 16 S.A. FTSE EPRA/NAREIT Euro Zone Approved for sale to U.S. Persons (July 10, 2008 CFTC No-Action Letter issued to Euronext LIFFE, on behalf of Euronext Paris S.A.) None offered None offered Not approved France/Euronext Paris 16 S.A. FTSE EPRA/NAREIT Europe Approved for sale to U.S. Persons (July 10, 2008 CFTC No-Action Letter issued to Euronext LIFFE, on behalf of Euronext Paris S.A.) None offered None offered Not approved France/Euronext Paris 16 S.A. FTSEurofirst 100 Approved for sale to U.S. Persons (March 5, 2007 CFTC No-Action Letter issued to Euronext LIFFE, on behalf of Euronext Paris S.A.) None offered None offered France/Euronext Paris 16 S.A. FTSEurofirst 80 Approved for sale to U.S. Persons (March 5, 2007 CFTC No-Action Letter issued to Euronext LIFFE, on behalf of Euronext Paris S.A.) None offered Approved for Eligible U.S. Institutions (September 17, 2014 Representation Letter from Euronext Paris to 4 SEC) 4 For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. None offered None offered 8

10) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options France/Euronext Paris 16 S.A. Single name equities Not approved None offered Approved for Eligible U.S. Institutions for Eligible Options on individual equities that are listed and traded on Euronext Paris or other 18 specified markets (September 17, 2014 Representation Letter from Euronext Paris to SEC) (see also Germany/Eurex – Single name equities; U.K./ICE Futures Europe – Single 4,5 name equities) None offered Germany/Börse Frankfurt Single name equities None offered None offered Not approved (but see Germany/Eurex – Single name equities; U.K./ICE Futures Europe – Single 4,5 name equities) None offered Germany/Eurex 16 ATX Not approved None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered Germany/Eurex 16 ATX five Not approved None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered Germany/Eurex 16 CECE EUR Not approved None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 9

11) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany/Eurex 16 DAX Approved for sale to U.S. Persons (December 20, 1994 CFTC No-Action Letter issued to Deutsche 3 Terminborse) None offered Approved for Eligible U.S. Institutions, including weekly options with expiries on 1st, 2nd, 4th and 5th Fridays (December 1, 2015 Representation Letter from Eurex to SEC) None offered Germany/Eurex 16 DAX EX Not approved None offered None offered Not approved Germany/Eurex 16 DivDAX Not approved None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered Germany/Eurex 16 Dow Jones Banks Titans 30 Not approved None offered None offered None offered Germany/Eurex 16 Dow Jones Insurance Titans 30 Not approved None offered None offered None offered Germany/Eurex 16 Dow Jones Oil and Gas Titans 30 Not approved None offered None offered None offered Germany/Eurex 16 Dow Jones Telecommunications Titans 30 Not approved None offered None offered None offered Germany/Eurex 16 Dow Jones Utilities Titans 30 Not approved None offered None offered None offered Germany/Eurex 16 Dow Jones Global Titans 50 (EUR) Approved for sale to U.S. Persons (July 18, 2002 CFTC No-Action Letter issued to Eurex) None offered Not approved 20 For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 20 None offered 10

12) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany/Eurex 16 Dow Jones Global Titans 50 Index (USD) Approved for sale to U.S. Persons (June 4, 2012 certification) None offered None offered None offered Germany/Eurex 16 Dow Jones Italy Titans 30 Approved for sale to U.S. Persons (November 23, 2005 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered Germany/Eurex 16 Euro STOXX Approved for sale to U.S. Persons (June 4, 2012 certification) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered Germany/Eurex 16 Euro STOXX 50 Approved for sale to U.S. Persons (April 6, 2000 CFTC No-Action Letter 3 issued to Eurex) None offered Approved for Eligible U.S. Institutions, including weekly options with expiries on 1st, 2nd, 4th and 5th Fridays (December 1, 2015 Representation Letter from Eurex to SEC) None offered Germany/Eurex 16 Euro STOXX 50 Dividend Not approved Not approved None offered None offered Germany/Eurex 16 Euro STOXX 50 EX Not approved None offered Not approved Not approved Germany/Eurex 16 Euro STOXX 50 Ex Financials Index Approved for sale to U.S. Persons (August 27, 2012 certification) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered Germany/Eurex 16 Euro STOXX 50 Variance Approved for sale to U.S. Persons (November 15, 2014 certification) None offered None offered None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 20 11

13) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany/Eurex 16 Euro STOXX Banks Not approved8 None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter 19 from Eurex to SEC) None offered Germany/Eurex 16 Euro STOXX Banks Dividend Not approved None offered None offered None offered Germany/Eurex 16 Euro STOXX Large Approved for sale to U.S. Persons (June 4, 2012 certification) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered Germany/Eurex 16 Euro STOXX Mid Approved for sale to U.S. Persons (June 4, 2012 certification) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered Germany/Eurex 16 Euro STOXX Select Dividend 30 Approved for sale to U.S. Persons (August 18, 2008 CFTC No-Action Letter issued to Eurex) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered Germany/Eurex 16 Euro STOXX Small Approved for sale to U.S. Persons (June 4, 2012 certification) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered Germany/Eurex 16 Various other Euro STOXX Sector Indices Not approved None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter 19 from Eurex to SEC) None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 12

14) Country/Exchange Underlying Germany/Eurex 16 iShares DJ EURO STOXX Germany/Eurex 16 KOSPI 200 Options Germany/Eurex 16 Germany/Eurex Futures Contracts Options on Futures Contracts Equity Options ETF Options None offered None offered None offered Not approved Not approved None offered Not approved None offered MDAX Approved for sale to U.S. Persons (March 14, 2006 CFTC No-Action Letter issued to Eurex) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered 16 Mini DAX Approved for sale to U.S. Persons (October 22, 2015 certification) None offered None offered None offered Germany/Eurex 16 Mini Euro STOXX 50 Volatility Index (VSTOXX) Approved for sale to U.S. Persons (July 20, 2012 certification) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered Germany/Eurex 16 MSCI All Countries Asia Pacific ex-Japan Approved for sale to U.S. Persons (June 17, 2013 certification) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered Germany/Eurex 16 MSCI China Free Approved for sale to U.S. Persons (February 4, 2014 certification) None offered None offered None offered Germany/Eurex 16 MSCI Emerging Markets Approved for sale to U.S. Persons (February 4, 2014 certification) None offered Not approved None offered Germany/Eurex 16 MSCI Emerging Markets (Euro-denominated) Approved for sale to U.S. Persons (March 31, 2015 certification) None offered Not approved 20 None offered 6 For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 13

15) Country/Exchange Germany/Eurex 16 Germany/Eurex 16 Germany/Eurex ETF Options 16 Germany/Eurex Equity Options 16 Germany/Eurex Options on Futures Contracts 16 Germany/Eurex Futures Contracts 16 Germany/Eurex Underlying 16 MSCI Emerging Markets Asia Approved for sale to U.S. Persons (February 4, 2014 certification) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered MSCI Emerging Markets EMEA Approved for sale to U.S. Persons (February 4, 2014 certification) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered MSCI Emerging Markets Price Index Approved for sale to U.S. Persons (March 31, 2015 certification) None offered Not approved None offered MSCI Emerging Markets Latin America Approved for sale to U.S. Persons (February 4, 2014 certification) None offered Not approved None offered MSCI Europe Approved for sale to U.S. Persons (June 17, 2013 certification) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered MSCI Europe Growth Approved for sale to U.S. Persons (February 4, 2014 certification) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered MSCI Europe Price Index Approved for sale to U.S. Persons (March 31, 2015 certification) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 14

16) Country/Exchange Germany/Eurex 16 Germany/Eurex Equity Options ETF Options 16 Germany/Eurex Options on Futures Contracts 16 Germany/Eurex Futures Contracts 16 Germany/Eurex Underlying MSCI Europe Value Approved for sale to U.S. Persons (February 4, 2014 certification) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered MSCI Frontier Markets Index Approved for sale to U.S. Persons (July 14, 2014 certification) None offered None offered None offered MSCI India Approved for sale to U.S. Persons (February 4, 2014 certification) None offered None offered None offered MSCI Japan Approved for sale to U.S. Persons (June 17, 2013 certification) None offered None offered None offered 16 MSCI Malaysia Approved for sale to U.S. Persons (February 4, 2014 certification) None offered None offered None offered Germany/Eurex 16 MSCI Russia Not approved None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered Germany/Eurex 16 MSCI South Africa Approved for sale to U.S. Persons (February 4, 2014 certification) None offered None offered None offered Germany/Eurex 16 MSCI Thailand Approved for sale to U.S. Persons (February 4, 2014 certification) None offered None offered None offered Germany/Eurex 16 MSCI World Approved for sale to U.S. Persons (June 17, 2013 certification) None offered Not approved None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 15

17) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany/Eurex 16 MSCI World (Eurodenominated) Approved for sale to U.S. Persons (March 31, 2015 certification) None offered Not approved None offered Germany/Eurex 16 MSCI World Price Index Approved for sale to U.S. Persons (March 31, 2015 certification) None offered Not approved None offered Germany/Eurex 16 OMXH25 (HEX 25 Finnish) Not approved None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered Germany/Eurex 16 RDX EUR Not approved None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered Germany/Eurex 16 RDX USD Not approved None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered Germany/Eurex 16 SENSEX Not approved None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered 12 For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 16

18) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany/Eurex 16 Single name equities Not approved None offered Approved for Eligible U.S. Institutions for options on equities listed and traded on other exchanges excluding U.S. securities (December 1, 2015 Representation Letter from Eurex to 5 SEC) None offered Germany/Eurex 16 SLI Swiss Leader Approved for sale to U.S. Persons (August 18, 2008 CFTC No-Action Letter issued to Eurex) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered Germany/Eurex 16 STOXX Europe 50 Approved for sale to U.S. Persons (April 6, 2000 CFTC No-Action Letter 3 issued to Eurex) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered Germany/Eurex 16 STOXX Europe 600 Approved for sale to U.S. Persons (June 4, 2012 certification; see also July 18, 2007 CFTC No-Action Letter issued to Eurex) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered Germany/Eurex 16 STOXX Europe 600 Banks Approved for sale to U.S. Persons (April 2, 2002 CFTC No-Action Letter issued to Eurex) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter 19 from Eurex to SEC) None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 17

19) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany/Eurex 16 STOXX Europe 600 Industrial Goods & Services Approved for sale to U.S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter 19 from Eurex to SEC) None offered Germany/Eurex 16 STOXX Europe 600 Insurance Approved for sale to U.S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter 19 from Eurex to SEC) None offered Germany/Eurex 16 STOXX Europe 600 Media Approved for sale to U.S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter 19 from Eurex to SEC) None offered Germany/Eurex 16 STOXX Europe 600 Personal & Household Goods Not approved7 None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter 19 from Eurex to SEC) None offered Germany/Eurex 16 STOXX Europe 600 Travel & Leisure Approved for sale to U.S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter 19 from Eurex to SEC) None offered Germany/Eurex 16 STOXX Europe 600 Utilities Approved for sale to U.S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter 19 from Eurex to SEC) None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 18

20) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany/Eurex 16 Various other STOXX Europe 600 Sector Indices Not approved None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter 19 from Eurex to SEC) None offered Germany/Eurex 16 STOXX Europe Large 200 Approved for sale to U.S. Persons (June 4, 2012 certification; see also February 6, 2008 CFTC No-Action Letter issued to Eurex) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered Germany/Eurex 16 STOXX Europe Mid 200 Approved for sale to U.S. Persons (June 4, 2012 certification; see also June 18, 2007 CFTC NoAction Letter issued to Eurex) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered Germany/Eurex 16 STOXX Europe Small 200 Approved for sale to U.S. Persons (June 4, 2012 certification; see also February 6, 2008 CFTC No-Action Letter issued to Eurex) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered Germany/Eurex 16 Swiss Market Index (SMI) Not approved None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) Not approved Germany/Eurex 16 Swiss Market Index Midcap (SMIM) Approved for sale to U.S. Persons (August 18, 2008 CFTC No-Action Letter issued to Eurex) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 20 19

21) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany/Eurex 16 TA-25 Approved for sale to U.S. Persons (July 14, 2014 certification) None offered None offered None offered Germany/Eurex 16 TecDAX Approved for sale to U.S. Persons (August 18, 2008 CFTC No-Action Letter issued to Eurex) None offered Approved for Eligible U.S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered Greece/Athens Exchange Derivatives Market FTSE/ATHEX Large Cap Not approved None offered Not approved None offered Greece/Athens Exchange Derivatives Market FTSE/ATHEX Mid Cap Not approved None offered Not approved None offered Hong Kong/Hong Kong Exchanges and Clearing 16 Ltd. (HKEX) CES China 120 Approved for sale to U.S. Persons (September 17, 2013 certification) None offered None offered None offered Hong Kong/Hong Kong Exchanges and Clearing 16 Ltd. (HKEX) DJIA Not approved None offered None offered None offered Hong Kong/Hong Kong Exchanges and Clearing 16 Ltd. (HKEX) FTSE/Xinhua China 25 Approved for sale to U.S. Persons (September 26, 2006 CFTC No-Action Letter issued to HKFE) None offered Not approved None offered Hong Kong/Hong Kong Exchanges and Clearing 16 Ltd. (HKEX) Hang Seng Approved for sale to U.S. Persons (June 1, 1994 CFTC No-Action Letter 3 issued to HKFE) None offered Approved for Eligible U.S. Institutions (August 24, 2015 Representation Letter from Hong Kong Futures Exchange Limited to SEC; September 26, 1995 SEC No-Action Letter issued to HKFE) None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 20

22) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Hong Kong/Hong Kong Exchanges and Clearing 16 Ltd. (HKEX) HSCEI Dividend Point Index Not Approved None offered None offered None offered Hong Kong/Hong Kong Exchanges and Clearing 16 Ltd. (HKEX) H-Shares (Hang Seng China Enterprises Index) Approved for sale to U.S. Persons (September 26, 2006 CFTC No-Action Letter issued to HKFE) None offered Approved for Eligible U.S. Institutions (August 24, 2015 Representation Letter from Hong Kong Futures Exchange Limited to SEC) None offered Hong Kong/Hong Kong Exchanges and Clearing 16 Ltd. (HKEX) HSI Volatility Index (VHSI) Approved for sale to U.S. Persons (September 17, 2013 certification) None offered None offered None offered Hong Kong/Hong Kong Exchanges and Clearing 16 Ltd. (HKEX) Mini Hang Seng Approved for sale to U.S. Persons (January 16, 2009 CFTC No-Action Letter issued to HKFE) None offered Approved for Eligible U.S. Institutions (August 24, 2015 Representation Letter from Hong Kong Futures Exchange Limited to SEC) None offered Hong Kong/Hong Kong Exchanges and Clearing 16 Ltd. (HKEX) Mini Hang Seng China Enterprises Index Approved for sale to U.S. Persons (January 16, 2009 CFTC No-Action Letter issued to HKFE) None offered Not approved None offered Hong Kong/The Stock Exchange of Hong Kong 16 Limited (SEHK) Single name equities None offered None offered Approved for Eligible U.S. Institutions (August 24, 2015 Representation Letter from The Stock Exchange of Hong Kong Limited to SEC) None offered Hungary/Budapest Stock Exchange BUX Not approved None offered None offered None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 21

23) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Approved for sale to U.S. Persons (June 14, 2006 CFTC No-Action Letter issued to BSE) None offered Not approved None offered Not approved None offered Not approved None offered Approved for sale to U.S. Persons (September 24, 2013 certification) None offered Not approved None offered Not approved None offered Not approved None offered Not approved None offered Not approved None offered S&P CNX Nifty (“Nifty 9 50”) Approved for sale to U.S. Persons (October 17, 2003 CFTC No-Action Letter issued to NSE) None offered Not approved None offered Ireland/Irish Stock Exchange Single name equities None offered None offered Not approved (but see Germany/Eurex – Single name equities; U.K./ICE Futures Europe – Single 4,5 name equities) None offered Israel/Tel Aviv Stock Exchange TA 25 Not approved None offered Not approved None offered Israel/Tel Aviv Stock Exchange TA Banks Not approved None offered Not approved None offered Italy/Borsa Italiana – 16 IDEM FTSE MIB Dividend Approval pending None offered None offered None offered India/Bombay Stock Exchange (BSE) BSE Sensitive Index of 9 30 Stocks (Sensex) India/Bombay Stock Exchange (BSE) DOLLEX-30 India/Bombay Stock Exchange (BSE) S&P BSE 100 India/National Stock Exchange of India Ltd. (NSE) Bank Nifty India/National Stock Exchange of India Ltd. (NSE) CNXIT India/National Stock Exchange of India Ltd. (NSE) 9 9 9 9 For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 22

24) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Italy/Borsa Italiana – 16 IDEM FTSE MIB Approved for sale to U.S. Persons (August 30, 2004 CFTC No-Action Letter issued to Borsa Italiana) None offered Approved for Eligible U.S. Institutions (September 4, 2015 Representation Letter from Borsa Italiana to SEC; September 24, 2004 SEC No-Action Letter issued to Borsa Italiana) None offered Italy/Borsa Italiana – 16 IDEM Mini FTSE MIB Approved for sale to U.S. Persons (August 30, 2004 CFTC No-Action Letter issued to Borsa Italiana) None offered None offered None offered Italy/Borsa Italiana – 16 IDEM Single name equities Not approved None offered Approved for Eligible U.S. Institutions (September 4, 2015 Representation Letter from Borsa Italiana to SEC; see also September 1, 1998 SEC No-Action Letter issued to Borsa Italiana with respect to options on individual ISE equities) (see also Germany/Eurex – Single name equities; U.K./ICE Futures Europe – Single 4,5 name equities) None offered Japan/Osaka Exchange 16 (OSE) DJIA Approved for sale to U.S. Persons (June 15, 2012 certification) None offered None offered None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 23

25) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Japan/Osaka Exchange 16 (OSE) FTSE Japan Approved for sale to U.S. Persons (February 13, 2003 No-Action Letter issued to OSE) None offered None offered None offered Japan/Osaka Exchange 16 (OSE) JPX-Nikkei Index 400 Approved for sale to U.S. Persons (October 21, 2014 certification) None offered None offered None offered Japan/Osaka Exchange 16 (OSE) Mini Nikkei 225 Approved for sale to U.S. Persons (July 10, 2006 CFTC No-Action Letter 3 issued to OSE) None offered None offered None offered Japan/Osaka Exchange 16 (OSE) Mini TOPIX Approved for sale to U.S. Persons (November 9, 2009 CFTC No-Action Letter issued to TSE) None offered None offered None offered Japan/Osaka Exchange 16 (OSE) Nikkei 225 Dividend Not approved None offered None offered None offered Japan/Osaka Exchange 16 (OSE) Nikkei 225 Approved for sale to U.S. Persons (January 16, 1992 CFTC No-Action 3 Letter issued to OSE) None offered Approved for Eligible U.S. Institutions (July 23, 1999 SEC No-Action Letter issued to OSE) None offered Japan/Osaka Exchange 16 (OSE) Nikkei Stock Average Volatility Approved for sale to U.S. Persons (March 9, 2012 certification) None offered None offered None offered Japan/Osaka Exchange 16 (OSE) Russell/Nomura Prime Approved for sale to U.S. Persons (March 14, 2005 No-Action Letter issued to OSE) None offered None offered None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 24

26) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Japan/Osaka Exchange 16 (OSE) Single name equities None offered None offered Approved for Eligible U.S. Institutions for Eligible Options on individual equities that are listed and traded on the OSE or other Japanese exchanges and that meet OSE selection standards (March 14, 2014 Representation Letter from Tokyo Stock Exchange and Osaka Securities Exchange to SEC) None offered Japan/Osaka Exchange 16 (OSE) Tokyo Stock Exchange REIT Approved for sale to U.S. Persons (November 9, 2009 CFTC No-Action Letter issued to TSE) None offered None offered None offered Japan/Osaka Exchange 16 (OSE) TOPIX Approved for sale to U.S. Persons (January 16, 1992 CFTC No-Action 3 Letter issued to TSE) None offered Approved for Eligible U.S. Institutions (July 27, 1999 SEC No-Action Letter issued to TSE) None offered Japan/Osaka Exchange 16 (OSE) TOPIX 150 Approved for sale to U.S. Persons (May 23, 2001 CFTC No-Action Letter 3 issued to TSE) None offered Approved for Eligible U.S. Institutions (November 15, 2002 SEC No-Action Letter issued to TSE) None offered Japan/Osaka Exchange 16 (OSE) TOPIX Banks Not approved None offered None offered None offered Japan/Osaka Exchange 16 (OSE) TOPIX Core30 Approved for sale to U.S. Persons (November 9, 2009 CFTC No-Action Letter issued to TSE) None offered None offered None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 25

27) Country/Exchange Underlying Options on Futures Contracts Futures Contracts Equity Options ETF Options Japan/Tokyo Financial Exchange (TFX) Nikkei 225 Margin Not approved None offered None offered None offered Korea – see South Korea - - - - - Malaysia/Bursa Malaysia Derivatives Berhad (BMD) FTSE Bursa Malaysia Kuala Lumpur Composite Approved for sale to U.S. Persons (June 28, 2011 CFTC No-Action Letter issued to Bursa Malaysia Derivatives Berhad) Approved for sale to U.S. Persons (June 28, 2011 CFTC NoAction Letter issued to Bursa Malaysia Derivatives Berhad) Not approved None offered Mexico/Mexican Derivatives Exchange (MEXDER) IPC Approved for sale to U.S. Persons (August 24, 2006 CFTC No-Action Letter issued to Mercado Mexicano de Derivados, S.A. de C.V.) Approved for sale to U.S. Persons (August 24, 2006 CFTC NoAction Letter issued to Mercado Mexicano de Derivados, S.A. de C.V.) None offered Not approved Mexico/Mexican Derivatives Exchange (MEXDER) Mini IPC Approved for sale to U.S. Persons (March 26, 2014 certification) None offered None offered None offered Netherlands/Euronext Amsterdam Derivatives 16 Markets N.V. AEX Approved for sale to U.S. Persons (April 7, 2003 CFTC No-Action Letter issued to Euronext Amsterdam Derivatives Markets N.V.) None offered Approved for Eligible U.S. Institutions (September 17, 2014 Representation Letter from Euronext 4 Amsterdam to SEC) None offered Netherlands/Euronext Amsterdam Derivatives 16 Markets N.V. AEX Mini Approved for sale to U.S. Persons (September 13, 2013 certification) None offered Not approved None offered Netherlands/Euronext Amsterdam Derivatives 16 Markets N.V. Amsterdam Mid-Kap Not approved None offered Not approved None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 26

28) Futures Contracts Options on Futures Contracts Country/Exchange Underlying Equity Options Netherlands/Euronext Amsterdam Derivatives 16 Markets N.V. FTSE Eurotop 100 Approved for sale to U.S. Persons (May 14, 1996 CFTC No-Action Letter issued to Financiele Termijnmarkt 3 Amsterdam) None offered Not approved None offered Netherlands/Euronext Amsterdam Derivatives 16 Markets N.V. Light AEX Approved for sale to U.S. Persons (April 7, 2003 CFTC No-Action Letter issued to Euronext Amsterdam Derivatives Markets N.V.) None offered Not approved None offered Netherlands/Euronext Amsterdam Derivatives 16 Markets N.V. Single name equities Not approved None offered Approved for Eligible U.S. Institutions for Eligible Options on individual equities that are listed and traded on Euronext Amsterdam or other specified 17 markets (September 17, 2014 Representation Letter from Euronext Amsterdam to SEC) (see also Germany/Eurex – Single name equities; U.K./ICE Futures Europe – Single 4,5 name equities) None offered New Zealand/NZFOE NZX 10 Not approved Not approved None offered None offered Norway/Oslo Stock Exchange OBX Not approved None offered Not approved None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. ETF Options 27

29) Country/Exchange Underlying Options on Futures Contracts Futures Contracts Equity Options ETF Options Norway/Oslo Stock Exchange Single name equities None offered None offered Not approved (but see U.K./ICE Futures Europe – Single name equities; U.K./Turquoise Global Holdings Limited – Single name 4,11 equities) None offered Poland/Warsaw Stock Exchange WIG20 Approved for sale to U.S. Persons (May 15, 2015 certification) None offered Not approved None offered Portugal/Euronext Lisbon PSI 20 Not approved Not approved None offered 4 None offered Portugal/Euronext Lisbon Single name equities Not approved None offered Not approved (but see U.K./ICE Futures Europe – Single name 4 equities) None offered Russia Single name equities - - See Germany/Eurex – Single name equities; U.K./ICE Futures Europe – Single name equities; U.K./London Stock Exchange Derivatives – Single 4,5,14 name equities - Russia/Moscow Exchange (Moscow Interbank Currency Exchange and Russian Trading System Stock Exchange) MICEX Index Not approved None offered Not approved None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 28

30) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Russia/Moscow Exchange (Moscow Interbank Currency Exchange and Russian Trading System Stock Exchange) RTS Index Approval pending None offered Not approved None offered Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT) Dow Jones Thailand Not approved (the requested approval was deemed withdrawn by the CFTC in 2004) None offered None offered None offered Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT) Euro STOXX 50 Approved for sale to U.S. Persons (March 22, 2012 certification) None offered None offered None offered Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT) FTSE/Xinhua China A50 Approved for sale to U.S. Persons (January 26, 2012 certification) None offered None offered None offered Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT) Mini Nikkei 225 Approved for sale to U.S. Persons (December 23, 2009 CFTC No-Action Letter issued to SGX-DT) None offered None offered None offered Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Asia APEX 50 Approved for sale to U.S. Persons (January 26, 2012 certification) None offered None offered None offered Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Hong Kong+ Approved for sale to U.S. Persons (December 17, 1999 CFTC No-Action Letter issued to SIMEX) None offered None offered None offered Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI India Approved for sale to U.S. Persons (January 20, 2014 certification) None offered None offered None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 29

31) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Approved for sale to U.S. Persons (October 2, 2012 certification) None offered None offered None offered MSCI Malaysia Index Approved for sale to U.S. Persons (November 25, 2014 certification) None offered None offered None offered Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Philippines Approved for sale to U.S. Persons (January 20, 2014 certification) None offered None offered None offered Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Singapore Free Approved for sale to U.S. Persons (June 21, 2000 CFTC No-Action Letter 3 issued to SGX-DT) None offered None offered None offered Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Taiwan Approved for sale to U.S. Persons (August 29, 1997 CFTC No-Action 3 Letter issued to SIMEX) Approved for sale to 3 U.S. Persons None offered None offered Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Thailand Approved for sale to U.S. Persons (January 20, 2014 certification) None offered None offered None offered Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT) Nikkei Approved for sale to U.S. Persons (December 5, 1986 CFTC No-Action 3 Letter issued to SIMEX) Approved for sale to U.S. Persons (December 5, 1986 CFTC No-Action Letter 3 issued to SIMEX) None offered None offered Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT) Nikkei (USD) Approved for sale to U.S. Persons (May 24, 2007 CFTC No-Action Letter issued to SGX-DT) None offered None offered None offered Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Indonesia Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT) For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 30

32) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT) Nikkei 300 Approved for sale to U.S. Persons (December 13, 1995 CFTC No-Action 3 Letter issued to SIMEX) Approved for sale to U.S. Persons (December 13, 1995 CFTC No-Action Letter 3 issued to SIMEX) None offered None offered Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT) S&P CNX Nifty (“Nifty 50”) Approved for sale to U.S. Persons (January 7, 2004 CFTC No-Action Letter issued to SGX-DT) None offered Not approved None offered Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT) SGX MSCI Japan Approved for sale to U.S. Persons (February 13, 2003 CFTC No-Action Letter issued to SGX-DT) None offered None offered None offered Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT) SGX Straits Times (STI) Not approved None offered None offered None offered South Africa/JSE/SAFEX ALSI/FTSE JSE 40 Approved for sale to U.S. Persons (July 18, 2002 CFTC No-Action Letter issued to SAFEX) None offered Not approved None offered South Africa/JSE/SAFEX Financial Not approved None offered None offered None offered South Africa/JSE/SAFEX FTSE/JSE Shareholder Weighted Top 40 Index (DTOP) Not approved Not approved None offered None offered South Africa/JSE/SAFEX Industrial Not approved None offered None offered None offered South Africa/JSE/SAFEX Mining Not approved None offered None offered None offered South Korea/Korea Exchange KOSDAQ 50 Plus Not approved Not approved None offered None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 31

33) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options South Korea/Korea Exchange KOSPI 200 Approved for sale to U.S. Persons (November 26, 2008 CFTC No-Action Letter issued to Korea Futures Exchange) None offered Not approved None offered Spain/Madrid Stock Exchange Single name equities None offered None offered Not approved (but see Germany/Eurex – Single name equities; U.K./ICE Futures Europe – Single 4,5 name equities) None offered Spain/MEFF IBEX 35 Approved for sale to U.S. Persons (August 8, 1994 CFTC No-Action Letter 3 issued to MEFF) None offered Not approved None offered Spain/MEFF IBEX 35 Mini Not approved Not approved None offered None offered Spain/MEFF S&P Euro Approved for sale to U.S. Persons (June 14, 2001 CFTC No-Action Letter issued to MEFF) None offered None offered None offered Spain/MEFF S&P Europe 350 Approved for sale to U.S. Persons (June 14, 2001 CFTC No-Action Letter issued to MEFF) None offered None offered None offered Sweden/OMHEX HEXTECH Not approved Not approved None offered None offered Sweden/OMHEX HEXTEMP Not approved None offered None offered None offered Sweden/Stockholm Stock Exchange Ltd. NOX Not approved None offered Not approved None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 32

34) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Sweden/Stockholm Stock Exchange Ltd. OBX Not approved None offered Not approved None offered Sweden/Stockholm Stock Exchange Ltd. OMXcap Approved for sale to U.S. Persons (May 25, 2000 CFTC No-Action Letter issued to OM 3 Stockholm) None offered Not approved None offered Sweden/Stockholm Stock Exchange Ltd. OMXS30 (formerly OMX) Approved for sale to U.S. Persons (June 3, 1998 CFTC No-Action Letter issued to OM Stockholm, and reaffirmed April 17, 2007, CFTC No-Action Letter issued to Stockholm Stock Exchange Ltd. (formerly 3 OM Stockholm)) None offered Not approved None offered Sweden/Stockholm Stock Exchange Ltd. Single name equities Not approved None offered Not approved (but see Germany/Eurex – Single name equities; U.K./ICE Futures Europe – Single name equities; U.K./Turquoise Global Holdings Limited – Single name 4,5,11 equities) None offered Sweden/Stockholm Stock Exchange Ltd. VINX30 Approved for sale to U.S. Persons (November 13, 2007 CFTC No-Action Letter issued to OMX Stockholm) None offered Not approved Not approved For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 33

35) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Switzerland/SIX Swiss Exchange Ltd Single name equities None offered None offered Not approved (but see Germany/Eurex – Single name equities; U.K./ICE Futures Europe – Single 4,5 name equities) None offered Taiwan/Taiwan Futures Exchange Electronic Sector Approved for sale to U.S. Persons (May 16, 2005 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered Taiwan/Taiwan Futures Exchange Finance Sector Approved for sale to U.S. Persons (May 16, 2005 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered Taiwan/Taiwan Futures Exchange GreTai Securities Market Capitalized Weighted Approved for sale to U.S. Persons (October 24, 2011 No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered Taiwan/Taiwan Futures Exchange Mini-TAIEX Approved for sale to U.S. Persons (July 1, 2004 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered None offered None offered Taiwan/Taiwan Futures Exchange MSCI Taiwan (Taiwan Futures Exchange delisted the product on September 22, 2011) Approved for sale to U.S. Persons (October 12, 2006 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 34

36) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Taiwan/Taiwan Futures Exchange TAIEX Approved for sale to U.S. Persons (July 1, 2004 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered Taiwan/Taiwan Futures Exchange Taiwan Stock Exchange Non-Finance NonElectronics Approved for sale to U.S. Persons (April 1, 2008 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered Taiwan/Taiwan Futures Exchange TSEC Taiwan 50 Not approved None offered None offered None offered Thailand/Thailand Futures Exchange PCL SET50 Approved for sale to U.S. Persons (November 26, 2008 CFTC No-Action Letter issued to Thailand Futures Exchange) None offered Not approved None offered Turkey/Borsa Ä°stanbul Derivatives Market (VIOP) BIST 30 (formerly ISE 13 30) Approved for sale to U.S. Persons (August 17, 2010 CFTC No-Action Letter issued to Turkish Derivatives Exchange) None offered Not approved None offered U.K./ICE Futures 16 Europe FTSE 100 Approved for sale to U.S. Persons (January 16, 1990 CFTC No-Action 3 Letter issued to LIFFE) None offered Approved for Eligible U.S. Institutions (May 1, 1992 SEC No-Action 4 Letter issued to LIFFE) None offered U.K./ICE Futures 16 Europe FTSE 100 Dividend RDSA Withholding Not approved None offered None offered None offered U.K./ICE Futures 16 Europe FTSE 100 FLEX None offered None offered Approved for Eligible U.S. Institutions (March 6, 1996 SEC No-Action Letter issued to LIFFE) None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 35

37) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options 4 ETF Options U.K./ICE Futures 16 Europe FTSE 250 (2GBP) Approved for sale to U.S. Persons (January 10, 2014 certification) None offered None offered U.K./ICE Futures 16 Europe FTSE 250 (Mid-Cap) Approved for sale to U.S. Persons (July 27, 1994 CFTC No-Action Letter 3 issued to LIFFE) None offered None offered None offered U.K./ICE Futures 16 Europe FTSE Eurotop 100 Approved for sale to U.S. Persons (March 10, 2000 CFTC No-Action Letter 3 issued to LIFFE) None offered None offered None offered U.K./ICE Futures 16 Europe Mini FTSE 100 Approved for sale to U.S. Persons (May 30, 2001 CFTC No-Action Letter 3 issued to LIFFE) None offered None offered None offered U.K./ICE Futures 16 Europe MSCI Euro Approved for sale to U.S. Persons (April 6, 2000 CFTC No-Action Letter 3 issued to LIFFE) None offered None offered None offered U.K./ICE Futures 16 Europe MSCI Europe (Eurodenominated) Approved for sale to U.S. Persons (December 6, 2013 certification) None offered None offered None offered U.K./ICE Futures 16 Europe MSCI Pan-Euro Approved for sale to U.S. Persons (April 6, 2000 CFTC No-Action Letter 3 issued to LIFFE) None offered None offered None offered U.K./ICE Futures 16 Europe MSCI World Approved for sale to U.S. Persons (September 24, 2014 certification) None offered None offered None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. None offered 36

38) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options U.K./ICE Futures 16 Europe Single name equities Not approved None offered Approved for Eligible Options on individual equity securities on specified non-U.S. 15 exchanges for Eligible U.S. Institutions (March 14, 2014 Representation Letter from ICE Futures Europe to SEC) None offered U.K./ICE Futures 16 Europe TOPIX Approved for sale to U.S. Persons (December 1, 2011 certification) None offered None offered None offered U.K./London Stock 16 Exchange Derivatives BIST 30 Pending expedited review (August 20, 2015) None offered Not approved None offered U.K./London Stock 16 Exchange Derivatives FTSE 100 Approved for sale to U.S. Persons (August 28, 2014 certification) None offered Approved for Eligible U.S. Institutions (November 12, 2014 Representation Letter from London Stock 4 Exchange to SEC) None offered U.K./London Stock 16 Exchange Derivatives FTSE Russia IOB (FTSE RIOB) Not approved None offered Approved for Eligible U.S. Institutions (November 12, 2014 Representation Letter from London Stock Exchange to SEC) None offered U.K./London Stock 16 Exchange Derivatives FTSE UK Large Cap Super Liquid (FTSE SLQ) Approved for sale to U.S. Persons (August 28, 2014 certification) None offered None offered None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 37

39) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options U.K./London Stock 16 Exchange Derivatives Single name equities None offered None offered Approved for Eligible U.S. Institutions for Eligible Options on individual equity securities offered by the London Stock Exchange (November 12, 2014 Representation Letter from London Stock Exchange to SEC) (see also Germany/Eurex – Single name equities; U.K./ICE Futures Europe – Single name 4,5 equities) U.K./Turquoise Global Holdings Limited FTSE 100 Approved for sale to U.S. Persons (June 1, 2012 certification) None offered Not approved None offered U.K./Turquoise Global Holdings Limited KFX/Flex KFX Not approved None offered Approved for Eligible U.S. Institutions (October 29, 2003 SEC No-Action Letter issued to EDX London Exchange) None offered U.K./Turquoise Global Holdings Limited OBX/Flex OBX Not approved None offered Approved for Eligible U.S. Institutions (October 29, 2003 SEC No-Action Letter issued to EDX London Exchange) None offered 4 For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. None offered 38

40) Country/Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options U.K./Turquoise Global Holdings Limited OMX/Flex OMX None offered None offered Approved for Eligible U.S. Institutions (October 29, 2003 SEC No-Action Letter issued to EDX London Exchange) None offered U.K./Turquoise Global Holdings Limited Single name equities None offered None offered Approved for options on individual Swedish, Norwegian and Danish 11 equities for Eligible U.S. Institutions (October 29, 2003 SEC No-Action Letter issued to EDX London Exchange) None offered For the definitions of “Eligible U.S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 39

41) ____________________________ NOTE: This Chart covers those products and exchanges that are likely to be of greatest interest to market participants in the United States. It is not, therefore, intended to be exhaustive, and is presented without any representation or warranty as to its accuracy, completeness or timeliness. Transmission or receipt of this information does not create an attorney-client relationship with Katten Muchin Rosenman LLP, and the information herein should not be used or relied upon in regard to any particular facts or circumstances without first consulting a lawyer. The United States government administers and enforces sanctions programs and other trade restrictions that may restrict the ability of U.S. Persons to engage in financial transactions with specified persons, entities, governments and/or non-state actors (and persons or enterprises associated therewith). These may include, but are not limited to, prohibitions on buying or selling securities, commodities or derivative instruments from or to, or issued by, or through transactions arranged or intermediated by, persons or entities located in or otherwise connected with various non-U.S. jurisdictions included in this Chart. This Chart does not address the potential applicability of such sanctions programs or trade restrictions. This Chart also does not express any opinion as to the potential application of the laws of any jurisdiction other than the United States. Questions regarding the permissibility of trading in products that are not included in this Chart should be addressed to James D. Van De Graaff at +1.312.902.5227, Kevin M. Foley at +1.312.902.5372, Gary A. DeWaal at +1.212.940.6558 or Christian B. Hennion at +1.312.902.5521. “Eligible U.S. Institution”: As used in this Chart, in accordance with SEC no-action letters, the term “Eligible U.S. Institution” means, in general, a U.S. Person that (1) is a “qualified institutional buyer” as defined in Rule 144A(a)(1) under the Securities Act of 1933, and (2) has had prior actual experience in trading U.S.-listed options contracts. For information regarding working definitions of “U.S. Person” as that term is used in this Chart, please contact Katten Muchin Rosenman LLP. “Eligible Option”: As used in this Chart, in accordance with SEC no-action letters, the term “Eligible Option” means an index option or option on an individual security traded on a Foreign Options Market that is not fungible or interchangeable with options traded on any market other than the Foreign Options Market and, accordingly, each position in an Eligible Option issued by a clearing member of the Foreign Options Market can be closed out only on the Foreign Options Market. A “Foreign Options Market” means a non-U.S. derivatives market: (1) on which Eligible Options trade; and (2) that is an organized exchange operated and regulated outside the United States. See LIFFE A&M and Class Relief, SEC No-Action Letter (Jul. 1, 2013) available here. ____________________________ 1 [Reserved] 2 The CFTC No-Action Letter also applies to BM&F Bovespa’s “Ibovespa Rollover” and “Forward Points on the Ibovespa” transactions. 3 The index is included in the CFTC’s and SEC’s joint order dated May 31, 2002, extending the exclusion of such index from the definition of “narrow-based security index” under the Commodity Exchange Act and Securities Exchange Act of 1934 beyond its expiration date of July 11, 2002 (the “Joint Order”). Foreign futures contracts or options on futures contracts on “narrow-based securities indexes” may not be offered or sold to U.S. Persons without the CFTC and SEC first developing joint regulations, which has not yet been done. Accordingly, the Joint Order effectively allows the stock index futures contracts and options on futures contracts that are based on the security indexes included in the Joint Order, which were granted no-action relief by the CFTC prior to the enactment of the Commodity Futures Modernization Act (“CFMA”) on December 21, 2000, to continue to be offered and sold to U.S. Persons after July 11, 2002, the date that the exclusion set forth in the CFMA was to expire. 4 In 2014, LIFFE’s equity and equity index option contracts were migrated to ICE Futures Europe. See ICE Futures Europe Circular 14/146. ICE Futures Europe claimed class relief under the LIFFE A&M and Class Relief SEC No-Action Letter (Jul. 1, 2013) for Foreign Options Markets engaging in familiarization activities with Eligible U.S. Institutions with respect to Eligible Options. See ICE Futures Europe Class No-Action Relief Letter. Subject to certain conditions, ICE Futures Europe members can effect transactions in Eligible Options through trading infrastructure offered by ICE Futures Europe. See ICE Futures Europe Circular 14/138; ICE Futures Europe Class No-Action Relief Letter. ICE Futures Europe maintains a list of Eligible Options, which includes: (1) individual equity options based on the securities of non-U.S. issuers; and (2) index options based on indices that contain no component securities of U.S. issuers. The list of Eligible Options is available in an Excel spreadsheet titled “List of Contract Details for Equity Products” here. 5 Pursuant to the December 1, 2015 Representation Letter from Eurex to the SEC, Eligible U.S. Institutions may trade options on individual Austrian-, Belgian-, Finnish-, French-, German-, British-, Irish-, Italian-, Dutch-, Russian-, Spanish-, Swedish- and Swiss-issued equities. 6 Eurex offers a KOSPI product that Eurex describes as a daily futures contract that expires every night, with any net open positions at the end of trading resulting in the establishment of a corresponding position in the Korean Exchange’s KOSPI 200 Options (with strike prices, expiries, put/call and premiums) at the start of the next trading session on the Korean Exchange. 7 Pursuant to Eurex Circular 281/11, the STOXX Europe 600 Personal & Household Goods futures contract is no longer tradable on Eurex trading terminals in the United States. The previously issued No-Action Letter approving such product for sale to U.S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex) has not been withdrawn. 8 Pursuant to Eurex Circular 260/11, the Euro STOXX Banks futures contract is no longer offered or distributed in the United States. See also Eurex Circular 281/11. 9 Additional restrictions apply to the trading of these products by U.S. Persons. 10 [Reserved] 11 The SEC also has approved for Eligible U.S. Institutions all options on individual Swedish-, Norwegian- and Danish-issued equities where those options are now or in the future listed on the EDX London exchange. Options on equities issued in any other country have not been approved at this time for trading by U.S. Persons on the EDX London Exchange. Note: EDX London Exchange has been acquired by the Turquoise Exchange. 12 The RDX USD Index futures contracts have not been approved for sale to U.S. Persons. The CFTC approved a similar Eurex contract (RDXxt USD – RDX Extended Index futures contract) for sale to U.S. Persons in a no-action letter issued on March 6, 2008, but Eurex subsequently delisted the contract. 40

42) 13 The Istanbul Stock Exchange (ISE) is now part of the Borsa Istanbul (BIST). As such, references to ISE 30 have been changed to BIST 30 on VIOP’s trading platform and the CFTC’s website. 14 The London Stock Exchange offers options on depositary receipts on Russian equity products through its International Order Book, which are approved for trading by Eligible U.S. Institutions pursuant to the London Stock Exchange’s representation letter, dated November 12, 2014, to the SEC. The list of eligible options may be accessed here. Eligible U.S. Institutions may also trade certain of these options through trading infrastructure offered by ICE Futures Europe, provided all applicable conditions are met. See Footnote 4. 15 ICE Futures Europe listed the following non-U.S. stock exchanges in its claim for class relief: Borsa Italiana, Cophenhagen Stock Exchange, Deutsche Boerse, Euronext Amsterdam, Euronext Brussels, Euronext Lisbon, Euronext Paris, Helsinki Stock Exchange, Irish Stock Exchange, London Stock Exchange, London Stock Exchange International Order Book, Madrid Stock Exchange, Oslo Stock Exchange, SIX Swiss Exchange, Stockholm Stock Exchange and Vienna Stock Exchange. 16 This exchange has claimed relief under LIFFE A&M and Class Relief SEC No-Action Letter (Jul. 1, 2013) for Foreign Options Markets engaging in familiarization activities with Eligible U.S. Institutions with respect to Eligible Options. 17 Euronext Amsterdam listed the following regulated markets elsewhere in Europe for class relief: Euronext Brussels, Euronext Paris, London Stock Exchange, Deutsche Borse, Borsa Italiana, Bolsas y Mercados Espanoles, Swiss Exchange, OMX Stockholm, Oslo Stock Exchange, OMX Copenhagen, Weiner Borse, Irish Stock Exchange and OMX Helsinki. 18 Euronext Paris listed the following regulated markets elsewhere in Europe for class relief: Euronext Brussels, Euronext Amsterdam, London Stock Exchange, Deutsche Borse, Borsa Italiana, Bolsas y Mercados Espanoles, Swiss Exchange, OMX Stockholm, Oslo Stock Exchange, OMX Copenhagen, Weiner Borse, Irish Stock Exchange and OMX Helsinki. 19 Pursuant to the December 1, 2015 Representation Letter from Eurex to the SEC, Eligible U.S. Institutions may trade options on the following Euro STOXX and STOXX Europe 600 Sector Indices: EURO STOXX Automobiles & Parts; EURO STOXX Banks (see also chart above), including weekly options with expiries on 1st, 2nd, 4th and 5th Fridays; EURO STOXX Basic Resources; EURO STOXX Chemicals; EURO STOXX Construction & Materials; EURO STOXX Financial Services; EURO STOXX Food & Beverage; EURO STOXX Health Care; EURO STOXX Industrial Goods & Services; EURO STOXX Insurance; EURO STOXX Media; EURO STOXX Oil & Gas; EURO STOXX Personal & Household Goods; EURO STOXX Real Estate; EURO STOXX Retail; EURO STOXX Technology; EURO STOXX Telecommunications; EURO STOXX Travel & Leisure; EURO STOXX Utilities; STOXX Europe 600 Automobiles & Parts; STOXX Europe 600 Banks (see also chart above); STOXX Europe 600 Basic Resources; STOXX Europe 600 Chemicals; STOXX Europe 600 Construction & Materials; STOXX Europe 600 Financial Services; STOXX Europe 600 Food & Beverage; STOXX Europe 600 Health Care; STOXX Europe 600 Industrial Goods & Services (see also chart above); STOXX Europe 600 Insurance (see also chart above); STOXX Europe 600 Media (see also chart above); STOXX Europe 600 Oil & Gas; STOXX Europe 600 Personal & Household Goods (see also chart above); STOXX Europe 600 Real Estate; STOXX Europe 600 Retail; STOXX Europe 600 Technology; STOXX Europe 600 Telecommunications; STOXX Europe 600 Travel & Leisure (see also chart above); and STOXX Europe 600 Utilities (see also chart above). 20 Eurex no longer relies on the relief provided in SEC staff’s no-action letter dated July 27, 2005. As such, U.S. Persons are prohibited from trading options listed on Eurex that were included in the July 27, 2005 no-action relief, but not otherwise included in subsequent no-action relief, including options on the Dow Jones Global Titans 50 index and various ETF products. www.kattenlaw.com AUSTIN | CENTURY CITY | CHARLOTTE | CHICAGO | HOUSTON | IRVING | LONDON | LOS ANGELES | NEW YORK | ORANGE COUNTY | SAN FRANCISCO BAY AREA | SHANGHAI | WASHINGTON, DC Attorney advertising. Published as a source of information only. The material contained herein is not to be construed as legal advice or opinion. ©2016 Katten Muchin Rosenman LLP. All rights reserved. Katten Muchin Rosenman LLP is an Illinois limited liability partnership including professional corporations that has elected to be governed by the Illinois Uniform Partnership Act (1997). London affiliate: Katten Muchin Rosenman UK LLP 41 116025672