16 • ARTICLES
WHO’S WHO LEGAL: LIFE SCIENCES
Association for Medical Devices of
Notified Bodies, has therefore requested
that legislators grant the industry a fiveyear transition period before requirements
relating to notified bodies under the new
Regulations will apply.
More cooperation between EU member
states and the Commission
At EU member state level, increased
focus on surveillance has resulted in more
cooperation and sharing of information.
For example, the frequency with which
information has been disseminated in the
form of national competent authority
reports (on incidents evaluated) increased
significantly in 2013 and 2014, compared
to previous years. It is expected that 2015
will have seen similar, if not higher, levels
of action. Moreover, monthly telephone
conferences between the Commission
and EU member states are taking place
to coordinate vigilance matters. These
teleconferences also aim at identifying
trends and safety signals of concern.
The increased coordination and
communication between EU member
states has significantly increased the
number of matters in which national
competent authorities can be involved.
In some cases, and especially in vigilance
reporting, certain manufacturers have
been “selected” for special reviews by
a so-called task force formed by EU
member states.
Such a task force is
composed of several national competent
authorities with specific interests in a
single manufacturer – for example, based
on the location of the manufacturer or
its main markets. One lead member of
the task force coordinates questions and
collects information – for example, on
the manufacturer’s complaint-handling
approach, risk assessment and justification
for keeping certain products on the
market. Information is provided to the
other members of the task force.
This
practice has to some extent lessened the
burden for manufacturers, who primarily
communicate with the lead member
rather than with several EU member
states concurrently. However, the pressure
on manufacturers interacting with a task
force is intense and requires the allocation
of significant resources.
HOW MEDICAL DEVICES MANUFACTURERS
SHOULD REACT TO THE NEW
ENFORCEMENT LANDSCAPE
The most important lesson to learn
from recent events is that the current
regulatory enforcement landscape requires
a different approach towards both national
competent authorities (which have
become significantly more interested in
vigilance reporting) and notified bodies
(which are eager to show that they are
up to their task). Companies should
adopt a communication approach towards
notified bodies that largely resembles how
they interact with national competent
authorities.
Previously, manufacturers might
have considered notified bodies as a
sophisticated type of “service provider”.
This is no longer the case, with notified
bodies increasingly taking the de facto
role of a regulator, and the “practical
arrangements” that were common
between manufacturers and notified
bodies for many years are no longer
acceptable.
This is partly a result of
national competent authorities being
sceptical that the industry generally does
not comply with applicable vigilance
requirements, and thus leaning on
notified bodies. This also means that an
otherwise (somewhat) valid complaint
from an individual company that it was
just following general industry practices
is no longer compelling – if it ever was.
Therefore, manufacturers should consider
changing their previous approach both
to general interaction with notified
bodies and to how quickly they respond
to specific requests. Going forward,
manufacturers will need to build more
trust, practice more diplomacy, and
commit more resources to compliance.
Moreover, communication with
notified bodies now requires diligence and
a healthy level of transparency.
A matter
may otherwise unnecessarily escalate
to a level it is difficult to come back
from (eg, the withdrawal of certificates).
In particular, it may often help a
manufacturer to place information in an
appropriate context, eg, to contextualise
vigilance reporting for high-volume
products, or to highlight the benefit-risk
assessment of a particular product.
In vigilance-reporting, companies
that have recently engaged with either
national competent authorities or notified
bodies will know that building trust is key
to ensuring a successful outcome from
any interaction. However, it takes time
to build such trust, and it requires the
company to honour any commitments
made (however small). Being ahead of the
curve, and ensuring that potential gaps are
identified and addressed proactively, will
often help to gain that crucial trust.
Companies may need to commit
more resources to compliance in order to
address the concerns mentioned above.
Staff may need additional training and
support to avoid mistakes when under
short-term (intense) pressure to answer
questions requiring input from multiple
departments, or ongoing pressure to
increase reporting results and respond
to additional questions.
Finally, external
advice may help ensure an appropriate
balance between providing relevant
information and protecting the company’s
interests.
EDITORIAL POLICY AND SELECTION CRITERIA: NOMINEES HAVE BEEN SELECTED BASED UPON COMPREHENSIVE, INDEPENDENT SURVEY WORK WITH BOTH GENERAL COUNSEL
AND LIFE SCIENCES LAWYERS IN PRIVATE PRACTICE WORLDWIDE. ONLY SPECIALISTS WHO HAVE MET INDEPENDENT INTERNATIONAL RESEARCH CRITERIA ARE LISTED
.