Interface: DTI (API), FIX, PrecISE Elective Risk Management Features Feature Description Execution-Based Order Entry Limits • Maximum Quantity per Order: Prevents orders that exceed a pre-defined maximum quantity per order from being accepted by the Exchange • Maximum Quantity per Day: Prevents orders that exceed a pre-defined total quantity per trading day from being accepted by the Exchange • Maximum Notional Value per Order: Prevents orders that exceed a pre-defined maximum option notional value per order from being accepted by the Exchange. Market orders will be rejected for FIX connections with maximum notional value defined. • Maximum Notional Value per Day: Prevents orders that exceed a pre-defined total option notional value per trading day from being accepted by the Exchange. Market orders will be rejected for FIX connections with maximum notional value defined. • Restricted Securities (PrecISE): Prevents orders that are a part of a specified restricted list of securities • Reject Pre-Open Orders (PrecISE): Prevents orders that are entered before the open of the market • Locate Code Required (PrecISE): Requires a locate code value for orders with a short-sale stock component prior to submission to the Exchange • All settings adjustable in real-time FIX PrecISE Automatic (Configured by Member or ISE) Do Not Trade Through (DNTT) • Non-crossing multi-leg orders designated as DNTT will not trade through the NBBO on any leg of the order, including stock All Automatic (Configured by Member or ISE) Risk Administrator PrecISE Terminal • Designated PrecISE User with real-time access to risk management settings and controls PrecISE N/A Supervisor PrecISE Terminal • Designated PrecISE User able to view and manage all PrecISE, FIX and DTI entered orders and trades All N/A PrecISE Automatic PrecISE GUI Pop-Up Warnings A PrecISE requires trader confirmation prior to order submission. PrecISE users can set a ‘soft warning’ for maximum quantity. This does not prevent order submission. C Trigger B PrecISE users receive an additional warning when the order is above/below the ISE bid/offer. PrecISE User Report • Posted to the member FTP site, includes user account information for audit records.

The report includes access type, maximum quantity per order and per day, maximum notional value per order and per day, restricted product lists and the Risk Admin who edited the settings. PrecISE Member Initiated Compliance Acknowledgement Message • Forces users to acknowledge compliance with internal risk policies and procedures prior to application startup PrecISE Automatic* Daily Products and Instruments Files • Provides an independent resource for checking data integrity between member reference data and ISE reference data DTI Member Initiated Coming Soon: Underlying Price Contingency (UPC) for Complex Orders • Complex orders entered with underlying price contingencies will only execute if the underlying instrument is trading within the specified price range All Automatic (Configured by Member) *Configured by ISE. ISE Business Development EMAIL: bizdev@ise.com PHONE: 212-897-8171 The ISE globe logo, International Securities Exchange®, ISE®, and ISE GeminiTM are trademarks of the International Securities Exchange, LLC. All other trademarks and service marks are the property of their respective owners. Copyright ©2014 International Securities Exchange, LLC.

All rights reserved. [RM-ISE 0415] .