Financial Advisor, Wealth Management, Research

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Compliance (84)

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Labour and Employment Criminal Background Checks - April 5, 2016

Regulations > Compliance

Dickinson Wright

Corporate Bribery: Successful Prosecutions in the UK – December 22, 2015

Regulations > Compliance

Akin Gump Strauss Hauer & Feld

U.S. Export Controls Restrictions Imposed on Chinese Telecommunications Giant ZTE – March 10, 2016

Regulations > Compliance

Akin Gump Strauss Hauer & Feld

Understanding When an Overpayment Can Result in False Claims Liability and Why Current Court Precedent and Regulatory Guidance is Mistaken—Part II – April 2016

Regulations > Compliance

Akin Gump Strauss Hauer & Feld

Regulation AT: What Investment Managers Need to Know – April 2016

Regulations > Compliance

Akin Gump Strauss Hauer & Feld

Iran Secondary Sanctions Relaxation: Effect on Shipping and Related Activities - February 22, 2016

Regulations > Compliance

Morgan, Lewis & Bockius

European Commission Releases Details of New EU-US Privacy Shield - March 02, 2016

Regulations > Compliance

Morgan, Lewis & Bockius

False Claims Act Trial Sets Precedent for Future Cases - April 01, 2016

Regulations > Compliance

Morgan, Lewis & Bockius

Aviation Sanctions Update—Iran and Cuba - April 20, 2016

Regulations > Compliance

Morgan, Lewis & Bockius

Department of State Releases May 2016 Visa Bulletin - April 21, 2016

Regulations > Compliance

Morgan, Lewis & Bockius

June 30 Deadline — U.S. Entities with Foreign Subsidiaries May Request an Automatic Extension to File Foreign Investment Survey Reports with the U.S. Department of Commerce – June 30, 2015

Regulations > Compliance

UK Establishes a Dedicated Unit To Increase Financial Sanctions Compliance and Proposes Increased Penalties for Noncompliance – April 6, 2016

Regulations > Compliance

Credit Card Data Breaches: Protecting Your Company from the Hidden Surprises – March 9, 2016

Regulations > Compliance

Bryan Cave

How to Comply with the CAN-SPAM Act – March 27, 2016

Regulations > Compliance

Bryan Cave

Whistleblowers Suffer Another Implied Certification Theory Defeat — But Supreme Court Showdown Looms – April 5, 2016

Regulations > Compliance

Bryan Cave

2016 Data Breach Litigation Report – April 6, 2016

Regulations > Compliance

Bryan Cave

FATCA Relief for FFIs – February 23, 2016

Regulations > Compliance

Citrin Cooperman & Company

The Dynamics of a Well-Written Suspicious Activity Report Narrative – January 1, 2016

Regulations > Compliance

Wipfli

GASB Statements No. 68 and 71 implementation guide – November 30, 2015

Regulations > Compliance

Baker Tilly Virchow Krause

Materiality Proposals Promote Discretion in Footnote Disclosures & Offer Board Clarity - November 2015

Regulations > Compliance

BKD

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